| 22 Aug 2023 |
FGL Operating Rules |
FGL Operating Rules v2.7.pdf
(1.15 MB)
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| 22 Aug 2023 |
FGL Procedures |
FGL Procedures v2.7.pdf
(471.15 KB)
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| 22 Aug 2023 |
FGL Product Determinations |
FGL Product Determinations - 6 December 2023.pdf
(315.25 KB)
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| 05 Mar 2021 |
GN1 - Good Fame Character and Repute |
GN1 - Good Fame, Character & Repute v3.pdf
(634.21 KB)
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| 05 Mar 2021 |
GN10 - Non-Disclosure of Client Order Information |
GN10 - Non-Disclosure of Client Order Information v3_0.pdf
(805.48 KB)
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| 05 Mar 2021 |
GN11 - Mobile Phone Usage |
GN11 - Mobile Phone Usage v3_0.pdf
(698.05 KB)
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| 05 Mar 2021 |
GN12 - Derivative Staff Experience |
GN12 - Derivative Staff Experience v3_0.pdf
(626.63 KB)
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| 05 Mar 2021 |
GN13 - Training of Directors, Officers and Derivatives Staff |
GN13 - Training of Directors, Officers and Derivatives Staff v3_0.pdf
(790.41 KB)
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| 05 Mar 2021 |
GN16 - Key Client Risk |
GN16 - Key Client Risk v3_0.pdf
(716.42 KB)
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| 18 Mar 2021 |
GN19 - Accounting and Financial Records |
GN19 - Accounting and Financial Records v3_0.pdf
(805.63 KB)
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| 05 Mar 2021 |
GN2 -Product Terminology in the Operating Rules |
GN2 -Product Terminology in the Operating Rules v3.1.pdf
(794.31 KB)
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| 05 Mar 2021 |
GN21 - Communications Surrounding Compliance Matters |
GN21 - Communications Surrounding Compliance Matters v3_0.pdf
(816.54 KB)
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| 22 Aug 2023 |
GN22 - Matching Algorithm Examples |
GN22 - Matching Algorithm Examples v3.1.pdf
(240.47 KB)
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| 22 Aug 2023 |
GN23 - Order Types |
GN23 - Order Types v3.1.pdf
(235.39 KB)
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| 06 Mar 2021 |
GN24 - Exchange for Physicals |
GN24 - Exchange for Physicals v3.2_0.pdf
(806.97 KB)
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| 22 Aug 2023 |
GN25 - Block Trades |
GN25 - Block Trades v3.3.pdf
(231.35 KB)
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| 22 Aug 2023 |
GN29 - Tailored Strategies |
GN29 - Tailored Strategies v3.1.pdf
(248.48 KB)
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| 22 Aug 2023 |
GN35 - Daily Settlement Price for Option Contracts |
GN35 - Daily Settlement Price for Option Contracts v3.2.pdf
(230.3 KB)
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| 22 Aug 2023 |
GN38 - Price Limits |
GN38 - Price Limits v3.3.pdf
(260.47 KB)
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| 22 Aug 2023 |
GN39 - Error Trades and Cancellation of Trades |
GN39 - Error Trades and Cancellation of Trades v4.pdf
(217.35 KB)
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| 05 Mar 2021 |
GN4 - Net Tangible Assets |
GN4 - Net Tangible Assets v3_0.pdf
(786.54 KB)
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| 06 Mar 2021 |
GN40 - Powers of the Exchange |
GN40 - Powers of the Exchange v3_0.pdf
(825.54 KB)
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| 06 Mar 2021 |
GN41 - Security Assistance with Electronic Access |
GN41 - Security Assistance with Electronic Access v3_0.pdf
(896.58 KB)
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| 22 Aug 2023 |
GN42 - Defined Strategies |
GN42 - Defined Strategies v3.1.pdf
(204.47 KB)
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| 06 Mar 2021 |
GN43 - System Failures and Market Halts |
GN43 - System Failure & Market Halts v3.pdf
(648 KB)
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| 06 Mar 2021 |
GN44 - Sweep Price Rules |
GN44 - Sweep Price Rules v3.1.pdf
(892.16 KB)
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| 22 Aug 2023 |
GN45 - Fair and Orderly Pricing Block Trades and EFP Transactions |
GN45 - Fair and Orderly Pricing Block Trades and EFP Transactions v3.1.pdf
(158.41 KB)
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| 06 Mar 2021 |
GN46 - Consolidation of Disciplinary Proceedings |
GN46 - Consolidation of Disciplinary Proceedings v3_0.pdf
(622.42 KB)
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| 06 Mar 2021 |
GN47 - Communicating with FEX Global |
GN47 - Communicating with FEX Global v3_0.pdf
(799.01 KB)
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| 06 Mar 2021 |
GN48 - Waivers |
GN48 - Waivers v3_0.pdf
(629.25 KB)
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| 06 Mar 2021 |
GN49 - Supervisory Arrangements |
GN49 - Supervisory Arrangements v3_0.pdf
(812.26 KB)
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| 06 Mar 2021 |
GN50 - Client Application for Compensation |
GN50 - Client Application for Compensation v3_0.pdf
(905.09 KB)
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| 06 Mar 2021 |
GN51 - Client Notification regarding Clearing House |
GN51 - Client Notification regarding Clearing House v2.3_0.pdf
(799.44 KB)
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| 06 Mar 2021 |
GN52 - Complaints |
GN52 - Complaints v3_0.pdf
(816.13 KB)
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| 06 Mar 2021 |
GN53 - Pre-Negotiation |
GN53 - Pre-Negotiation v3.pdf
(810.74 KB)
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| 22 Aug 2023 |
GN54 - Firm and User Limits |
GN54 - Firm and User Limits v1.2.pdf
(208.27 KB)
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| 06 Mar 2021 |
GN55 - Appeals |
GN55 - Appeals v1 .pdf
(539.47 KB)
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| 05 Oct 2022 |
GN56 - Daily Settlement Price for Power Contracts |
GN 56 Daily Settlement Price for Power Contracts.pdf
(922.9 KB)
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| 06 Dec 2023 |
GN57 - Delivery Process for LGCs |
GN57 - Delivery Process for LGCs_0.pdf
(219.99 KB)
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| 05 Mar 2021 |
GN6 - What is a Significant Breach |
GN6 - What is a Significant Breach v3_0.pdf
(954.63 KB)
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| 05 Mar 2021 |
GN7 - Beneficial Owner |
GN7 - Beneficial Owner v3_0.pdf
(830.69 KB)
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| 18 Mar 2021 |
GN9 - Monitoring and Enforcing Compliance |
GN9 - Monitoring and Enforcing Compliance v3_0.pdf
(729.02 KB)
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